Customer Disclosures Americas
Customer disclosures
- Annual Customer Disclosure - Futures (2025).pdf105 KB
- Annual Customer Disclosure - Securities (2025).pdf160 KB
- LME Disclosure Document.pdf226 KB
- Disclosure for Singapore Market Participants.pdf199 KB
- Risk Disclosures re Fully Paid or Excess Margin Securities Lending Transactions.pdf222 KB
- Supplement to Options Disclosure Document (October 2018).pdf432 KB
- AML Program (2023).pdf397 KB
- Security Futures Risk Disclosure.pdf205 KB
- Day Trading Risk Disclosure Document.pdf57 KB
- Futures-Risk-Disclosure-Document.pdf66 KB
- Characteristics and Risks of Standardized Options Document.pdf4 MB
- Portfolio Margining Risk Disclosure Statement.pdf203 KB
- NFA Investor Advisory - Futures on Virtual Currencies Including Bitcoin .pdf75 KB
- FIA Uniform Futures & Options on Futures Risk Disclosure - Sept 2018 .pdf158 KB
Broker Check
Check the background of this firm on FINRA's BrokerCheck .
Financials
- 2025 AACUSA Audited Financials (Public).pdf657 KB
- June 30 2025 Statement of Financial Condition.pdf217 KB
- 2024 AACUSA Audited Financials (Public).pdf3 MB
- June 30 2024 Statement of Financial Condition.pdf578 KB
- 2023 AACUSA Audited Financials (Public).pdf1 MB
- June 30 2023 Statement of Financial Condition.pdf566 KB
- 2022 AACC Audited Financials (Public).pdf3 MB
- June 30 2022 Statement of Financial Condition.pdf566 KB
- 2021 AACC Audited Financials (Public).pdf2 MB
- June 30 2021 Statement of Financial Condition.pdf571 KB
- 2020 AACC Audited Financials (Public).pdf3 MB
- June 30 2020 Statement of Financial Condition.pdf579 KB
- 2019 AACC Audited Financials (Public).pdf585 KB
- June 30 2019 Statement of Financial Condition.pdf167 KB
- 2018 AACC Audited Financials (Public) .pdf1 MB
- June 30 2018 Statement of Financial Condition.pdf165 KB
Financial Disclosures
Financial Disclosures | Description | Documents |
|---|---|---|
1.55(o)(1)(ii) | Daily Segregation Statement Disclosures | |
1.55(o)(1)(ii)
| Daily Secured 30.7 Statement Disclosures | |
1.55(o)(1)(iii)
| Daily Cleared Swap Customer Statement Disclosures | N/A ABN AMRO Clearing Chicago LLC does not clear swaps. |
1.55(o)(1)(iv) | Month End Net Capital Summary Disclosures | |
1.55(o)(1)(v) | Year End Certified Financial Statement Disclosure | See above. |
1.55(o)(1)(vi) | Month End Segregation Statement Disclosures | |
1.55(o)(1)(vi) | Month End Secured 30.7 Statement Disclosures |
Monthly Focus Reports
- Public FOCUS Report 2026-06 June.pdf235 KB
- Public FOCUS Report 2026-05 May.pdf234 KB
- Public FOCUS Report 2026-04 April.pdf234 KB
- Public FOCUS Report 2026-03 March.pdf234 KB
- Public FOCUS Report 2026-02 February.pdf234 KB
- Public FOCUS Report 2026-01 January.pdf232 KB
- Public FOCUS Report 2025-12 December.pdf232 KB
- Public FOCUS Report 2025-11 November.pdf232 KB
- Public FOCUS Report 2025-10 October.pdf232 KB
- Public FOCUS Report 2025-09 September.pdf406 KB
- Public FOCUS Report 2025-08 August.pdf233 KB
- Public FOCUS Report 2025-07 July.pdf233 KB
Customer disclosures
MiFID II Direct Client Indirect Clearing Disclosure Statement
MiFID II Clearing Member Indirect Clearing Disclosure Statement
SEC Rule 606 Disclosures
SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2026-xml.xml7 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2026-pdf.pdf411 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2026-xml.xml6 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2026-pdf.pdf410 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q4 2025-xml.xml6 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q4 2025-pdf.pdf410 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q3 2025-xml.xml6 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q3 2025-pdf.pdf410 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2025-xml.xml5 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2025-pdf.pdf365 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2025-xml.xml4 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2025-pdf.pdf65 KB