Customer Disclosures Americas
Customer disclosures
- Annual Customer Disclosure - Futures (2025).pdf105 KB
- Annual Customer Disclosure - Securities (2025).pdf160 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2025-pdf.pdf365 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q2 2025-xml.xml5 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2025-pdf.pdf65 KB
- SEC Rule 606 Disclosures: NMS Equity and Option Order Routing Reports Q1 2025-xml.xml4 KB
- LME Disclosure Document.pdf226 KB
- HKFE and SEHK Explanatory Notices .pdf199 KB
- Risk Disclosures re Fully Paid or Excess Margin Securities Lending Transactions.pdf222 KB
- Supplement to Options Disclosure Document (October 2018).pdf432 KB
- AML Program (2023).pdf397 KB
- Security Futures Risk Disclosure.pdf205 KB
- Day Trading Risk Disclosure Document.pdf57 KB
- Futures-Risk-Disclosure-Document.pdf66 KB
- Characteristics and Risks of Standardized Options Document.pdf4 MB
- Portfolio Margining Risk Disclosure Statement.pdf203 KB
- NFA Investor Advisory - Futures on Virtual Currencies Including Bitcoin .pdf75 KB
- FIA Uniform Futures & Options on Futures Risk Disclosure - Sept 2018 .pdf158 KB